AQUIS escalates Cooks Coffee Company's Interim Results Announcement Provides Valuable oversight for Capital Markets, Investment Management & others
AQUIS, PRA, HM Government are rapidly escalating focus on Cooks Coffee Company's Interim Results Announcement Provides Valuable, signalling likely near-term supervisory action for Capital Markets, Investment Management, Banking. Firms need immediate alignment to stay ahead.
Next moves
- Immediate: Review current controls related to results and capture any open remediation items.
- This week: Brief senior compliance stakeholders on AQUIS's acceleration and potential enforcement.