EXTRATO DE ATA DA REUNIÃO DO COLEGIADO Nº 33 DE 03.11.2026

Brazil's securities regulator (CVM) has released a formal extract of its 3 November 2026 ordinary board meeting, recording the participation of the President and three Directors and confirming that a decision relating to administrative proceeding 19957.015856/2026-56 (Reg. 3649/26) was published on the same day. The notice is procedural: it evidences that a collegiate decision has been formally issued and made publicly available, but the extract itself does not disclose the substantive content, sanction, or instruction contained in the underlying decision. For compliance and legal teams with Brazilian exposure, the practical implication is documentary rather than prudential — the decision is now on the public record and may have named-entity consequences that will only be apparent once the full decision text is reviewed on the CVM site.

There is no new rulemaking, no change to capital or conduct requirements, and no compliance deadline created by this publication. Recommended actions: (1) check whether any group entity or counterparty is referenced in proceeding 19957.015856/2026-56 or decision Reg. 3649/26; (2) log the publication date for evidentiary and audit purposes; (3) monitor the CVM decisions portal for the full text and for subsequent appeals or resource processes. Firms should treat this as background monitoring intelligence rather than a trigger for control changes.